Compliance & FICA Management
FICA document collection, POPIA controls, and client verification
18
Verified clients
6
Pending FICA
6
Outstanding
29
Missing/expired docs
AI Compliance Check
Identified 29 clients with missing or expired compliance documents. Priority: 2 high-risk accounts require immediate FICA verification before new instructions.
30 of 30 clients
Andile Pretorius
CLT-1013
Medium risk
Pending
ID DocumentMissing
Proof of AddressExpired · 1970/01/11
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Anglo American Platinum
CLT-1006
Low risk
Verified
ID DocumentValid
Proof of AddressValid
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Aspen Pharmacare
CLT-1018
Medium risk
Pending
ID DocumentMissing
Proof of AddressValid
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Discovery Health
CLT-1027
Low risk
Verified
ID DocumentValid
Proof of AddressValid
Company RegistrationMissing
Source of FundsValid
POPIA consent on file
Jaco Mokoena
CLT-1005
Low risk
Verified
ID DocumentValid
Proof of AddressMissing
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Jaco Mokoena
CLT-1025
Low risk
Verified
ID DocumentValid
Proof of AddressExpired · 1970/01/17
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Johan Mahlangu
CLT-1023
Medium risk
Pending
ID DocumentMissing
Proof of AddressMissing
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Khanyi Mthembu
CLT-1004
High risk
Outstanding
ID DocumentMissing
Proof of AddressExpired · 1970/01/26
Company RegistrationValid
Source of FundsMissing
POPIA consent on file
Lerato Sithole
CLT-1026
Low risk
Verified
ID DocumentValid
Proof of AddressMissing
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Mandla Khumalo
CLT-1029
High risk
Outstanding
ID DocumentMissing
Proof of AddressMissing
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Marlene Pillay
CLT-1008
Medium risk
Pending
ID DocumentMissing
Proof of AddressMissing
Company RegistrationValid
Source of FundsMissing
POPIA consent on file
Marlene Pillay
CLT-1028
Medium risk
Pending
ID DocumentMissing
Proof of AddressExpired · 1970/01/20
Company RegistrationValid
Source of FundsMissing
POPIA consent missing
Mpho Dlamini
CLT-1016
Low risk
Verified
ID DocumentValid
Proof of AddressExpired · 1970/01/02
Company RegistrationValid
Source of FundsMissing
POPIA consent on file
Naledi Zulu
CLT-1010
Low risk
Verified
ID DocumentValid
Proof of AddressExpired · 1970/01/21
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Naspers Holdings
CLT-1021
Low risk
Verified
ID DocumentValid
Proof of AddressValid
Company RegistrationMissing
Source of FundsValid
POPIA consent missing
Nomvula Du Plessis
CLT-1017
Low risk
Verified
ID DocumentValid
Proof of AddressMissing
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Pick n Pay
CLT-1009
High risk
Outstanding
ID DocumentMissing
Proof of AddressValid
Company RegistrationMissing
Source of FundsValid
POPIA consent on file
Pieter Botha
CLT-1020
Low risk
Verified
ID DocumentValid
Proof of AddressMissing
Company RegistrationValid
Source of FundsMissing
POPIA consent on file
Refilwe Smith
CLT-1001
Low risk
Verified
ID DocumentValid
Proof of AddressExpired · 1970/01/13
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Riaan Ndlovu
CLT-1002
Low risk
Verified
ID DocumentValid
Proof of AddressMissing
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Riaan Ndlovu
CLT-1022
Low risk
Verified
ID DocumentValid
Proof of AddressExpired · 1970/01/10
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Sasol Mining (Pty) Ltd
CLT-1000
Low risk
Verified
ID DocumentValid
Proof of AddressValid
Company RegistrationValid
Source of FundsMissing
POPIA consent missing
Sipho Mbeki
CLT-1011
Low risk
Verified
ID DocumentValid
Proof of AddressMissing
Company RegistrationValid
Source of FundsValid
POPIA consent on file
Standard Bank Group
CLT-1003
Medium risk
Pending
ID DocumentMissing
Proof of AddressValid
Company RegistrationMissing
Source of FundsValid
POPIA consent on file
Telkom SA
CLT-1012
Low risk
Verified
ID DocumentValid
Proof of AddressValid
Company RegistrationValid
Source of FundsMissing
POPIA consent on file
Thandi Modise
CLT-1014
High risk
Outstanding
ID DocumentMissing
Proof of AddressMissing
Company RegistrationValid
Source of FundsValid
POPIA consent missing
Tshepo Naidoo
CLT-1007
Low risk
Verified
ID DocumentValid
Proof of AddressExpired · 1970/01/23
Company RegistrationValid
Source of FundsValid
POPIA consent missing
Vodacom SA
CLT-1024
High risk
Outstanding
ID DocumentMissing
Proof of AddressValid
Company RegistrationValid
Source of FundsMissing
POPIA consent on file
Woolworths Holdings
CLT-1015
Low risk
Verified
ID DocumentValid
Proof of AddressValid
Company RegistrationMissing
Source of FundsValid
POPIA consent on file
Zandile Govender
CLT-1019
High risk
Outstanding
ID DocumentMissing
Proof of AddressExpired · 1970/01/02
Company RegistrationValid
Source of FundsValid
POPIA consent on file
FICA collection
Expiry monitoring
POPIA controls
Audit logs